Seven NBFI-linked brokerage firms granted six months to rectify deficiencies
Regulators have provided a six-month window for seven capital market firms linked to non-bank financial institutions to address their operational shortcomings.
Seven stockbrokerage firms associated with non-bank financial institutions (NBFIs) have been granted a six-month period to resolve their existing deficiencies. The firms identified in this directive include Premier Leasing Securities Ltd, International Leasing Securities Ltd, Fareast Stocks and Bonds Ltd, and PFI Securities Ltd.
